Mok & Co., SolicitorsJun 23, 20202 minSFC reprimands and fines Guotai Junan Securities HK$25.2 million for AML regulatory breachesOn 23rd June 2020, the SFC reprimands and fines Guotai Junan Securities (Hong Kong) Limited HK$25.2 million for multiple internal control...
Mok & Co., SolicitorsMay 7, 20201 minSFC reprimands and fines Mega International Commercial Bank Co., Ltd. HK$7 millionOn 7th May 2020, the SFC reprimands and fines Mega International Commercial Bank Co., Ltd. ("Bank") for HK$7 million on the grounds that...
Mok & Co., SolicitorsApr 27, 20201 minHigh Court Registries re-open on 6th May 2020The HK Judiciary announces on 22nd April 2020 that all court proceedings will generally resume from 4th May 2020 but court and tribunal...
Mok & Co., SolicitorsApr 24, 20201 minFluctuating overseas crude oil futures market attracts claimsOn 24th April 2020, the SFC issued a circular to the managers of SFC-authorised exchange traded funds (ETFs) and intermediaries reminding...