On 23rd June 2020, the SFC reprimands and fines Guotai Junan Securities (Hong Kong) Limited HK$25.2 million for multiple internal control...

On 7th May 2020, the SFC reprimands and fines Mega International Commercial Bank Co., Ltd. ("Bank") for HK$7 million on the grounds that...

On 24th April 2020, the SFC issued a circular to the managers of SFC-authorised exchange traded funds (ETFs) and intermediaries reminding...

The SFC announces on 20th April 2020 that it has reprimanded and fined BOCOM International Securities (which is licensed to conduct Types...

The Court recognizes SFC’s powers to access personal materials not relevant to SFC’s investigation On Valentine’s day 14th February 2020,...

Hong Kong securities laws and regulations The application of the concepts of fairness and equality in securities laws and regulations has...

In view of the recently rapid spread of the novel coronavirus epidemic in Hong Kong and worldwide, if a SFC licensed corporation is not...